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Lifts and Escalators : Publications

General General Guidance Notes / Guidelines Guidance Notes / Guidelines Code of Practice Code of Practice Circulars Circulars

Type A1Type A2Type A3Type EType L1Type L2Type L3Type L4Type L5

Circulars related with "Administration"

Type A1 (Administration [Code])

Date Circular No. Circular [PDF format]
28 Sep 2009 18/2009 Amendment of Code of Practice for Lift Works and Escalator Works - Replacement of Suspension Ropes (133KB)
9 Sep 2009 16/2009 Amendment of Code of Practice on the Design and Construction of Lifts and Escalators – Post-Voltage-Dip-Operation Means for Protection of Lift Operation during Voltage-Dips (124KB)
29 Apr 2009 7/2009 Code of Practice for Lift Works and Escalator Works (2002 Edition) Amendment No. 6
(with Chinese translation)
(151KB)
6 Mar 2009 3/2009 Code of Practice for Lift Works and Escalator Works (2002 Edition) Amendment No. 5
(with Chinese translation)
(213KB)
6 Mar 2009 2/2009 Code of Practice for Lift Works and Escalator Works (2002 Edition) Amendment No. 4
(with Chinese translation)
(225KB)
4 Nov 2008 11/2008 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 16 (224KB)
4 Nov 2008 10/2008 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 15
(Chinese version) [PDF format (57KB)]
(231KB)
2 Jul 2008 7/2008 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 14 (75KB)
12 Jun 2007 11/2007 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 13 - No Smoking Sign Inside Lift Car (110KB)
30 Apr 2007 7/2007 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 12 (111KB)
5 Mar 2007 4/2007 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 11
Data Sheet of Powered Vertical Lifting Platform (DOC format (52KB))
(391KB)
23 Feb 2007 3/2007 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 10 (142KB)
29 Nov 2006 11/2006 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 9
(Chinese version only)
(381KB)
31 Aug 2006 9/2006 Code of Practice for Lift Works and Escalator Works (2002 Edition) Amendment No. 3
(with Chinese translation)
(134KB)
31 Mar 2006 3/2006 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 9 (236KB)
27 Jan 2006 2/2006 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Addendum to Amendment No. 8 (97KB)
23 Nov 2005 12/2005 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 8
(Chinese version only)
(193KB)
27 Sep 2005 11/2005 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 8 (112KB)
2 Sep 2005 9/2005 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 7
(Chinese version only)
(199KB)
8 Aug 2005 8/2005 Chinese Version of Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) (74KB)
28 Jun 2005 5/2005 Code of Practice on the Design and Construction of Lifts and Escalaters (2000 Edition) Amendment No. 7 (96KB)
23 Jun 2004 5/2004 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 6 (96KB)
12 Jul 2003 13/2003 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 5 (94KB)
11 Apr 2003 7/2003 Chinese Version of Code of Practice for Lift Works and Escalator Works (2002 Edition) (22KB)
20 Mar 2003 6/2003 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) Amendment No. 4
Code of Practice for Lift Works and Escalator Works (2002 Edition) Amendment No. 2
(142KB)
17 Mar 2003 5/2003 Code of Practice for Lift Works and Escalator Works (2002 Edition) Amendment No.1 (464KB)
27 Jun 2002 11/2002 Code of Practice for Lift Works and Escalator Works (2002 Edition) (7KB)
21 May 2002 10/2002 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) -- Amendment No. 3 (64KB)
27 Feb 2002 4/2002 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) -- Amendment No. 2 (10KB)
17 Dec 2001 18/2001 Access Way to Lift Well (9KB)
21 Nov 2001 17/2001 Code of Practice on the Design and Construction of Lifts and Escalators (2000 Edition) -- Amendment No. 1 (19KB)
5 Nov 2001 16/2001 Ventilation of the Lift Well for Vehicle Lift (8KB)
12 Sep 2001 12/2001 The Drum Brake Assembly of New Lifts (5KB)
21 Feb 2001 4/2001 Approval-in-Principle for New Models of Lifts/Escalators and Safety Equipment (8KB)
10 Nov 2000 22/2000 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.14
Code of Practice on the Examination, Testing and Maintenance of Lifts and Escalaors (1996 Edition) -- Amendment No.6
(119KB)
30 Oct 2000 20/2000 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.15 (11KB)
10 Oct 2000 19/2000 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.13 (39KB)
18 Sep 2000 16/2000 Code of Practice on the Examination, Testing and Maintenance of Lifts and Escalators (1996 Edition) -- Amendment No.5 (282KB)
9 Aug 2000 13/2000 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.12 (6KB)]
4 Aug 2000 11/2000 Guidelines on Keeping of and Entering Information into Log-books (7KB)
23 Mar 2000 3/2000 Outstanding Work in New Lift/Escalator Installations (15KB)
11 Oct 1999 19/99 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.11
Code of Practice on the Examination, Testing and Maintenance of Lifts and Escalators (1996 Edition) -- Amendment No.4
(93KB)
11 Oct 1999 18/99 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.10 (402KB
6 Oct 1999 17/99 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.9A (8KB)
25 Aug 1999 16/99 Control Buttons of Lifts for Persons with a Disability (18KB)
21 Jun 1999 15/99 Fireman's Lift Operational Requirements (5KB)
14 Jun 1999 12/99 Car Side Emergency Doors (5KB)
18 May 1999 10/99 Code of Practice on the Examination, Testing and Maintenance of Lifts and Escalators (1996 Edition) -- Amendment No.3 (7KB)
3 Nov 1998 14/98 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.7, 8 and 9 (16KB)
7 Sep 1998 12/98 Available Car Area (6KB)
2 Feb 1998 3/98 Code of Practice on the Examination, Testing and Maintenance of Lifts and Escalators (1996 Edition) -- Amendment No.2 (3MB)
31 Dec 1997 17/97 Code of Practice on the Examination, Testing and Maintenance of Lifts and Escalators (1996 Edition) -- Amendment No.1 (178KB)
23 Dec 1997 16/97 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.6 (983KB)
4 Sep 1997 12/97 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.5 (76KB)
2 Sep 1996 12/96 Code of Practice on the Examination, Testing and Maintenance of Lifts and Escalators (5KB)
5 Mar 1996 6/96 Brand/Model Approval of Lifts and Escalators (14KB)
28 Feb 1996 5/96 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.4 (658KB)
6 Feb 1996 4/96 Indication at Landings regarding Lift Out of Service for Maintenance (18KB)
18 Jul 1994 12/94 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.3 (25KB)
16 Apr 1994 6/94 Code of Practice on the Design and Construction of Lifts and Escalators (1993 Edition) -- Amendment No.2 (22KB)
14 Mar 1994 3/94 Grace Period for specific provision in the Code of Practice on the Design and Construction of Lifts and Escalators (41KB)
21 Feb 1994 2/94 Code of Practice on the Design and Construction of Lifts and Escalators (5KB)

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Type A2 (Administration [Ordinance])

Date Circular No. Circular [PDF format]
27 Jan 2010 5/2010 Application for Exemption from the Provision of Code of Practice on the Design and Construction of Lifts and Escalators - Installation of Voltage-Dips Ride-Through System (158KB)
18 Jan 2010 4/2010 Lists of Competent Lift/Escalator Workers (2009) and Training Plan (2010)
List of CWs [XLS format (46KB)]
(83KB)
18 Jan 2010 3/2010 Submission of Notification for Major Alterations (61KB)
18 Jan 2010 2/2010 Submission of Form 24 for New Installations (61KB)
15 Dec 2009 22/2009 Revisions of Form 5, Form 11, Form 12 and Form 15 (2.04MB)
6 Nov 2009 20/2009 Display of Valid Lift/Escalator Certificates (105KB)
31 Aug 2009 14/2009 Issuance of Form 9 to Lift/Escalator Owners (116KB)
26 Aug 2009 13/2009 Display of Statutory Certificates in Lifts (112KB)
10 Aug 2009 11/2009 Date of Issuing Certificates after Periodic Examination and Testing (110KB)
13 May 2009 9/2009 Log-book and Records of Lift / Escalator Works (99KB)
29 Dec 2008 13/2008 Notification of Occurrence (199KB)
19 Dec 2008 12/2008 Lists of Competent Lift / Escalator Workers (2008) and Training Plan
Blank List [XLS format (76KB)]
(73KB)
28 Aug 2008 8/2008 Reporting of Particulars for Registered Lift/Escalator Engineers
Particulars Form [PDF format (83KB)]
(111KB)
27 Nov 2007 12/2007 Building Works associated with New Lifts/Escalators (Form 5 Submission) (426KB)
22 Mar 2007 6/2007 Government Gazette - Minor Amendments to the Lifts and Escalators (Safety) Ordinance, Cap 327 (125KB)
4 Aug 2006 7/2006 Application for Inclusion in Register of Lift Contractors and/or Register of Escalator Contractor (212KB)
28 Dec 2005 13/2005 Occurrence Report for Lift and Escalator Incident (212KB)
29 Nov 2004 10/2004 Signing of Log-book by Personnel Involved in Lift/Escalator Works (64KB)
22 Jul 2004 7/2004 Suspension of Service of Lifts/Escalators not in Safe Working Order (90KB)
16 Oct 2003 17/2003 Submission of Occurrence Report (82KB)
25 Apr 2003 8/2003 Log-book of Lift/Escalator Works (429KB)
26 Feb 2003 4/2003 Tests and Examinations of Lifts/Escalators by Registered Lift/Escalator Engineers (24KB)
25 Jan 2002 2/2002 Application for Approval under Section 27H(3) or 27I(3) of the Ordinance - New 'Form 25' (46KB)
1 Nov 2001 15/2001 Major Alteration/Replacement of Existing Lifts (22KB)
21 Feb 2001 4/2001 Approval-in-Principle for New Models of Lifts/Escalators and Safety Equipment (8KB)
22 Nov 2000 23/2000 Lifts and Escalators (Safety) (Fees) (Amendment) Regulation 2000 (36KB)
22 Sep 2000 17/2000 Deferment of Examination/Testing of Lifts and Escalators (47KB)
21 Sep 2000 15/2000 Installation and Maintenance of CCTV Systems in Lifts (5KB)
7 Aug 2000 12/2000 Application for Permission to Assign or Subcontract Maintenance of CCTV System in Lifts (120KB)
9 Jun 2000 10/2000 Installation and Maintenance of CCTV Systems in Lifts (30KB)
23 Mar 2000 3/2000 Outstanding Work in New Lift/Escalator Installations (15KB)
18 May 1999 9/99 Commencement of Lifts and Escalators (Safety) (Amendment) Ordinance 1999 (21KB)
18 May 1999 10/99 Code of Practice on the Examination, Testing and Maintenance of Lifts and Escalators (1996 Edition) -- Amendment No.3 (7KB)
23 Feb 1999 5/99 Posting of Certificate in the Lift or on the Escalator (18KB)
29 Dec 1998 17/98 Lift/Escalator Demolition Works (18KB)
25 Nov 1998 15/98 Examination, Testing and Maintenance of Lifts and Escalators (7KB)
25 Nov 1997 15/97 Responsibilities of Lift/Escalator Owners (112KB)
7 Mar 1997 7/97 Notification of Commencement of Major Alteration or Lift Replacement in Existing Buildings (78KB)
26 Feb 1997 5/97 Notice of Commencement of Installation of New Lifts and Escalators -- Form 24 (78KB)
19 Dec 1996 17/96 Prior Notification of Major Alterations (5KB)
7 May 1996 9/96 Posting of Certificate in the Lift or on the Escalator (5KB)
5 Mar 1996 7/96 Investigation Reports on Certain Occurrences (82KB)
12 Jul 1995 12/95 Lifts in Construction Site (5KB)
10 Dec 1991 9/91 Service Lifts Installed in Restaurants and Other Catering Establishments (5KB)
30 Sep 1991 5/91 Submission of Forms 11/12 (Timely Manner) (5KB)
5 Feb 1988   Periodic Maintenance of Lifts and Escalators (Logbooks and Maintenace Records) (6KB)

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Type A3 (Administration [Others])

Date Circular No. Circular [PDF format]
13 Aug 2010 13/2010 Written Examination for Candidates Applying for Registration as Lift/Escalator Engineers (364KB)
16 Jul 2010 11/2010 Braking System of Lift (141KB)
24 May 2010 9/2010 Safety Precautions of Lift Emergency Doors Access (140KB)
27 Apr 2010 8/2010 Safety Precautions in Carrying out Lift Works in the Lift Shaft (139KB)
9 Feb 2010 7/2010 Lifts and Escalators to be Made Ready for Testing and Examination (268KB)
18 Jan 2009 1/2010 Total Number of Lifts & Escalators (132KB)
22 Dec 2009 24/2009 e-Platform for Reporting Schedule of Periodic Testing and Examination of Escalators (42KB)]
9 Dec 2009 21/2009 Performance Assessment Scheme and Contractors' Performance Rating System (228KB)
4 Sep 2009 15/2009 Reporting of Information on Periodic Examination and Testing in the e-Platform (106KB)
20 Aug 2009 12/2009 Written Examination for Candidates Applying for Registration as Lift/Escalator Engineers (256KB)
19 May 2009 10/2009 Necessary Precaution to Protect Staff from Human Swine Influenza Infection (131KB)
12 May 2009 8/2009 Maintenance Performance Rating of Registered Lift Contractors
(already superseded by Circular No. 21/2009)
(400KB)
28 Apr 2009 6/2009 Preparedness for Outbreaks of Human Infectious Disease (82KB)
24 Mar 2009 5/2009 One-Stop-Shop service for the periodic examination and testing of lifts and escalators, and the submissions of certificate (112KB)
18 Mar 2009 4/2009 Surveillance Audit of Registered Lift/Escalator Contractors (115KB)
7 Jan 2009 1/2009 Total Number of Lifts and Escalators (397KB)
30 Dec 2008 14/2008 e-Platform for Reporting Schedule of Periodic Testing and Examination of Lifts (133KB)
11 Sep 2008 9/2008 Written Examination for Candidates Applying for Registration as Lift/Escalator Engineers (180KB)
23 Jun 2008 6/2008 Continuing Professional Development (CPD) Scheme for Registered Lift/Escalator Engineers (93KB)
25 Apr 2008 5/2008 Hongkong Post e-Cert (Personal) for
Electronic Submissions through Web-based Registration Services (WBRS)
(98KB)
11 Apr 2008 4/2008 Electronic Submissions through Web-based Registration Services (WBRS) (reminder) (97KB)
6 Mar 2008 3/2008 Free Distribution of Common Keys for Self-operated Stairlifts and Vertical Lifting Platforms (147KB)
21 Feb 2008 2/2008 Electronic Submissions through Web-based Registration Services (WBRS) (290KB)
2 Jan 2008 1/2008 Total Number of Lifts and Escalators (162KB)
20 Dec 2006 12/2006 Closure of EMSD's Customer Services Office From 1 January 2007 (67KB)
28 Aug 2006 8/2006 Continuing Professional Development (CPD) Scheme for Registered Lift/Escalator Engineers
CPD Record Form (DOC format (100KB))
(324KB)
21 Jun 2006 6/2006 Implementation of Five-day Week From 1 July 2006 (353KB)
9 Sep 2005 10/2005 Performance Monitoring Points System (PMPS)
For Registered Lift/Escalator Contractors & Engineers

(already superseded by Circular No. 21/2009)
(27.7MB)
23 Feb 2005 3/2005 Circulars in Force (87KB)
18 Feb 2005 2/2005 Provision of Updated Documentary Support for Approved Lift/ Escalator Models and Safety Components (65KB)
5 Aug 2004 8/2004 Taking Over of Maintenance of Lift/Escalator Installation (87KB)
19 Mar 2004 3/2004 Guidelines on Operation and Maintenance Manuals for Lift/Escalator Installations
Attachment [PDF format (51KB)]
(64KB)
30 Sep 2003 16/2003 Reporting of Fault Call Statistics (95KB)
5 May 2003 9/2003 Distribution of Circular Letters by Electronic Means (193KB)
19 Feb 2003 3/2003 Distribution of Circular Letters by Electronic Means (28KB)
6 May 2002 9/2002 Cessation/Taking Over of Maintenance of Lifts and Escalators (13KB)
3 Oct 2001 13/2001 Performance Monitoring Points System (PMPS) for Registered Lift/Escalator Contractors & Engineers (260KB)
3 Sep 2001 11/2001 Checking for Irregularities Upon Take-Over of Maintenance of Lifts and Escalators (17KB)
27 Feb 1999 6/99 Requirements of Common Keys for Stairlifts and Lifting Platforms (23KB)
1 Apr 1998 7/98 Take Over of Maintenance of Lifts and Escalators (5KB)]
30 Mar 1995 7/95 Prevention of Fire Hazard (5KB)
6 Mar 1995 6/95 Emergency Contact After Office Hours (5KB)

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Circulars related with "Escalator"

Type E (Escalator)

Date Circular No. Circular [PDF format]
3 Feb 2010 6/2010 Safety Precautions in Carrying Out Lift/Escalator Works (132KB)
18 Jul 2005 6/2005 Use of Pull-rivets for Fixing Objects (85KB)
27 Aug 2004 9/2004 Safety at Work (84KB)
25 Aug 2003 15/2003 Ensuring Escalators in Safe Working Condition (89KB)
1 Dec 1999 23/99 Escalators with Adjacent Shutter Gate(s) (21KB)
12 Jan 1998 2/98 New Requirements of Obstruction Guards for Escalators (10KB)
24 Nov 1995 16/95 Broken Treads of Escalator Steps (5KB)
21 Jul 1995 13/95 Deflector Device at Skirting of Escalators (7KB)
21 Jul 1994 14/94 Main Drive Chain of Escalators] (9KB)

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Circulars related with "Lift"

Type L1 (Lift [Accident])

Date Circular No. Circular [PDF format]
19 Jun 2006 5/2006 A Fatal Lift Incident at Tokyo on 3 June, 2006 (84KB)
20 Jul 2005 7/2005 Fatal Lift Incident Involving Manual Operated Landing Door (84KB)
1 Aug 2003 14/2003 Fatal Accident Involving an Electric Lift (93KB)
24 May 1999 11/99 Lifts with Counterweight Pulley (5KB)
24 Mar 1998 6/98 Fatal Incident Involving a Lift (6KB)
16 Sep 1994 16/94 Security/Fire gates installed in front of Lift Entrances (6KB)
24 Jun 1994 11/94 Fatal Fire Accident Inside a Lift (5KB)
19 Jan 1989 3/89 Accident with Broken Hoist Ropes of a Car Lift (Machine Anchorage) (5KB)

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Type L2 (Lift [Work Safety])

Date Circular No. Circular [PDF format]
3 Feb 2010 6/2010 Safety Precautions in Carrying Out Lift/Escalator Works (132KB)
23 May 2007 8/2007 Carrying out Lift/Escalator Works by Two or More Workers (75KB)
27 Aug 2004 9/2004 Safety at Work (84KB)
24 Oct 2001 14/2001 Guides and Procedures for Working Inside Lift Pit (48KB)
14 Aug 2000 14/2000 Safety Precautions while Carrying Out Lift Works Inside Lift Wells (7KB)
5 Aug 1997 11/97 Safety in Carrying out Lift Maintenance and Repair Works (6KB)
29 Jul 1997 10/97 Fire Prevention in Carrying out Lift/Escalator Works (3MB)
10 Jul 1997 9/97 Fire Prevention in Carrying out Lift/Escalator Works (2MB)
13 Mar 1990 2/90 Fatal Lift Accident at Metex House (Safety Precaution) (4KB)
17 Feb 1983   Safety precautions for working on lifts (6KB)

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Type L3 (Lift [Landing/Car Door])

Date Circular No. Circular [PDF format]
22 Sep 2009 17/2009 Effective Locking of Landing Doors of Lifts (103KB)
6 Jul 2004 6/2004 Landing Door Interlocks for Manually Operated Landing Doors (86KB)
23 May 2001 9/2001 Effective Locking of Landing Doors of Lifts (8KB)
23 May 2001 8/2001 Effective Locking of Landing Doors of Lifts (8KB)
5 Jun 1995 11/95 Landing Door Interlocks for Lifts with Manual-operated Landing Doors (6KB)
3 Apr 1995 9/95 Landing Door Lock Bridging Device (5KB)
17 May 1994 8/94 Manually Operated Collapsible Car Gate (21KB)
7 Mar 1989 4/89 Insufficent Safety Device for Car/Landing Doors of Old Lifts (6KB)

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Type L4 (Lift [Overload])

Date Circular No. Circular [PDF format]
11 Nov 1996 14/96 General Freight Lift (6KB)
27 Sep 1993 5/93 Overload Device (5KB)
26 Aug 1987   Overload Device (Fail Safe) (7KB)

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Type L5 (Lift [Others])

Date Circular No. Circular [PDF format]
21 Dec 2009 23/2009 Touch-sensitive Lift Buttons (105KB)
29 Sep 2009 19/2009 Effective Lift Buttons (93KB)
5 Mar 2007 5/2007 Requirements of Common Keys for Stairlifts (97KB)
25 Jan 2007 2/2007 Detection of Crack at Traction Sheave Shaft of Lift Machine (90KB)
13 Oct 2006 10/2006 Preventing Blockage of Oil Holes in Gearbox of Lift Machine (87KB)
29 Dec 2005 14/2005 Braking System of Lift (87KB)
18 Jul 2005 6/2005 Use of Pull-rivets for Fixing Objects (85KB)
28 Nov 2003 18/2003 Control of Access to Restricted Landings (85KB)
17 Dec 2001 18/2001 Access Way to Lift Well (9KB)
1 Nov 2001 15/2001 Major Alteration/Replacement of Existing Lifts (22KB)
27 Mar 2001 6/2001 Pattern of Lift Alarm (8KB)
8 Apr 1999 8/99 Periodic Maintenance of Lifts and Escalators (28KB)
15 Sep 1986   Inspection of Existing Lifts (Statutorily Mandatory Items) (7KB)
13 Aug 1986   Inspection of Existing Lifts (Reminder) (5KB)

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Last revision date: 18 August 2010